Consumer Duty
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Schroders bolsters regulatory reporting tech with implementation of Broadridge’s consumer duty solution for distributor feedback
Global Fintech leader Broadridge Financial Solutions, Inc. today announced a new agreement with leading global investment management firm, Schroders, to better protect consumers…
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MoneyFactsCompare: Are the big banks complying with their Consumer Duty obligations?
Data from Moneyfactscompare.co.uk shows that the big banks are continuing to offer easy access savings rates well below the average, despite their continued obligation…
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SimplyBiz strengthens Consumer Duty support with monitoring focussed event
SimplyBiz has announced a further strengthening of its extensive Consumer Duty support for advisers with a second ‘Compliance Clinic’, focussed upon effective…
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Three ways to know if you have the right Consumer Duty mindset – Redington
Almost a year on from its introduction in July 2023, Consumer Duty has been a wakeup call for wealth and advice firms.…
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How and why advised clients’ financial wellbeing differs to that of the general public by Louis Williams, Dynamic Planner
Consumer Duty has raised the bar when it comes to the depth to which advisers must assess clients’ vulnerabilities. In this analysis,…
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TCS survey finds only 34% of advisers feel confident about meeting the Consumer Duty reporting deadline
TCS (Tenet Compliance Services), a leading independent compliance support provider to financial advisers, releases the findings of a Consumer Duty survey which…
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MorganAsh and FWD Research partner up to support firms Consumer Duty vulnerability requirements
MorganAsh, a specialist in vulnerable consumer management to the financial services and utilities sectors, has revealed today that it has partnered with…
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Take action now on your Consumer Duty board report warns B-Compliant
Financial compliance specialists, B-Complaint, are urging firms to start preparing for the inaugural Consumer Duty board report, due in July, if they…
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MorganAsh publishes vulnerability checklist to help firms meet Consumer Duty requirements
MorganAsh has today published a 10-point checklist to help firms in meeting the vulnerability requirements of Consumer Duty. It follows the recent…
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Wealth is not an insulator against vulnerability says Comentis’ Barrett
An important reminder for advisers from Jonathan Barrett, CEO, Comentis, of the need to ensure processes not only serve clients well but…
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