Regulation and Compliance
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FCA Financial Lives Survey sparks industry calls for investment culture shift and greater support – reaction
The Financial Conduct Authority (FCA) this morning released its latest Financial Lives survey, laying bare the growing concerns over financial resilience and…
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More people have bank accounts but one in ten have no cash savings, FCA Financial Lives survey reveals
The Financial Conduct Authority (FCA) has found that one in ten people have no cash savings at all, and another 21% have…
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FCA strips back insurance rulebook
The UK’s world leading insurance market could benefit from simpler, more straightforward rules, under proposals published by the Financial Conduct Authority (FCA)…
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Financial Ombudsman Service received over 140,000 complaints in the second half of 2024
Data published by the Financial Ombudsman Service today shows how many complaints the independent, dispute resolution service received about financial businesses in…
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Pensions dashboards hit first important connection milestone
Large FCA firms have to connect to the pensions dashboard ecosystem by today (30 April), unless they have arranged a later date…
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HMRC launches new online interactive help for compliance checks
Businesses and individuals can benefit from HM Revenue and Customs’ (HMRC’s) new online interactive tool that guides them through tax compliance checks. …
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The FCA’s five-year vision: an opportunity for firms to reimagine regulation, according to Bernadine Reese, Protiviti
Let’s be honest—when someone says “regulation”, many people in the industry can disengage. But for Bernadine Reese, Managing Director of the Risk…
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FCA cans SDR for portfolio managers as it recognises complexity
Gemma Woodward, head of responsible investment at Quilter Cheviot comments on the FCA’s notice it will not apply SDR to portfolio management…
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Majority of investment firms believe SDR has improved transparency and comparability of sustainable funds, despite implementation challenges
Four fifths (80%) of firms surveyed by the Investment Association believe SDR has successfully prevented misleading claims about sustainability products, despite fewer labelled funds…
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BW shares its perspective on the latest Annual Funding Statement from The Pensions Regulator
Barnett Waddingham (BW), the leading UK professional services consultancy, shares its perspective on the latest Annual Funding Statement from The Pensions Regulator.…
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