Consumer Duty
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Advisers reveal most challenging areas of Consumer Duty six months on
Advisers find ‘consumer support’ the most challenging Consumer Duty outcome area to comply with six months on from the regulation’s introduction, according…
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You have been warned! Six months on from Consumer Duty, MorganAsh’s Gething shares a roundup of recent FCA action on consumer vulnerability
It is now six months since the FCA’s groundbreaking Consumer Duty came into effect. Reflecting on progress so far, Andrew Gething, Managing…
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Consumer Duty six months on: Dynamic Planner’s Chris Jones reflects on why he believes it’s in all our interests to make it work
July 31st 2023 is a date etched in the mind of anyone working in financial services in the UK. Now, six months…
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Financial data belonging to as many as 53 million individuals compromised in data breaches last year
Financial data belonging to as many as 52.8million individuals was compromised in cyber-attacks in the UK in the past year (year end…
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JM Finn Board Changes and Chairman Retires
Steven Sussman retired from the role of chairman of JM Finn following a 26 year career at the firm as part of…
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Vulnerability in 2023 and a look forward to 2024 – Comentis
With the curtains closed on 2023, Jonathan Barrett, CEO and Co-Founder of Comentis, the duty of care assessment company, looks back on…
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Defaqto launches Consumer Duty Profiles for top 20 MPS portfolios
Defaqto has launched new independent Consumer Duty Profiles for the top 20 most frequently recommended discretionary MPS portfolios. Designed to help advisers…
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Signposting vulnerable consumers is not enough to avoid potential harm, warns MorganAsh
Signposting a vulnerable client to a different organisation for help is not enough to avoid potential harm and to meet Consumer Duty…
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Schroders UK Financial Adviser Survey 2023
The 2023 Schroders UK Financial Adviser Survey has found that clients have become increasingly bearish as the year has progressed, despite interest…
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BNY Mellon Pershing’s Head of Regulatory Change on latest Consumer Duty developments
Following Wednesday’s announcement from the FCA requesting progress updates on the Consumer Duty, Linda Gibson, Head of Regulatory Change, EMEA, BNY Mellon…
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